VITAL STATISTICS

Age: 40.

Where born: Richmond, Calif.

Family: Wife, Debra; one son, John; four daughters, Jenny, Becky, Amy and Angie.

Education: Bachelor of Science degree from Brigham Young University.

Primary products: Manage no-load mutual fund portfolios.

Primary markets: Mostly national, some local.

Number of employees: 9.

PERSONALITY PROFILE

First "real" job: Financial consultant at Foster and Marshall Inc.

Management style: Delegation!

Strategy for success: Selecting the right no-load mutual funds at the right time, in the right market for investors.

A memorable failure: Trying to establish a no-load mutual fund program at a major wire house brokerage firm.

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Heroes: Edwards and MaGee, Richard Wyckoff.

Leisure time and hobbies: Scuba diving, travel, sports.

Favorite book and movie: Book, "Panther In the Sky";

Movie, "A Man For All Seasons."

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